Quality Management - Monitoring and Remediation for Assurance Providers (On-Demand - CPA PRO)
Overview
Participants will learn how to design, perform, and document an effective monitoring and remediation process under CSQM 1, including root-cause analysis, remediation planning, and linkages to the annual evaluation of the system of quality management (SOQM). Participants will apply concepts through practical examples and exercises to tailor activities to their firm’s risks, size, and engagements.
Access expires 180 days from purchase date |
Applicable for
- CPAs in public practice
- Practitioners responsible for designing, implementing, or operating CSQM 1 monitoring and remediation within their firms.
Learning Objectives
By the end of this course, participants should be able to:
- Describe CSQM 1 requirements related to monitoring, remediation, and the annual evaluation of the SOQM.
- Determine the nature, timing, and extent of monitoring activities, including who performs them and how sampling is set.
- Evaluate findings and deficiencies, perform root-cause analysis, and develop remediation plans.
- Link remediation outcomes to SOQM evaluation and document conclusions to meet CSQM 1 documentation expectations.
Content
Topics include:
- What to monitor and who can perform monitoring; types of monitoring and differences.
- Factors driving the nature, extent, and timing of monitoring (e.g., firm risk profile, partner experience, prior results).
- Identifying findings vs. deficiencies; assessing impact on the SOQM; root-cause analysis methods.
- Designing and evaluating remediation plans; ongoing communication and performance evaluations.
- Linking monitoring to the firm’s annual SOQM evaluation.
- Documentation expectations for monitoring, remediation, and evaluation activities.
Course Content Created: November 2024
The information is current as of the creation or last updated date. While we strive to keep our inventory updated and periodically remove outdated titles, changes in accounting, tax, legislation and technology may occur. Purchasers should note the date and verify for themselves if the course is still relevant to their needs.Presenter
Patricia Dahm, CPA, CAAbout This Product
On-Demand Courses by CPA PRO are either video recordings from live seminars, or video recordings produced specifically for the on-demand audience. Where available, accompanying materials such as handouts or course notes are included.On-demand courses are eligible for verifiable CPD hours upon successful completion, and a certificate will be made available for download for your records.
Note that some courses comprise both formal instruction and self-directed exercises. In such cases, participants must complete both components to claim full CPD hours, or must reduce their reported CPD hours accordingly.
Please note that not all on-demand courses include downloadable materials such as course notes or slides.
How to get started
After completing your purchase, go to mylms.bccpa.ca. Log in using your CPABC Online Services credentials. Click Go to Your Courses and Materials to access your Learning Center. Select your course title to begin.
Course Dates & Registration
- 2.5
- CPD Hours
- 0
- Ethics Hours
- 0
- AML Hours
- 3
- Credits
Starting April 1, 2026, a 2.1% fee will be applied to all credit card transactions. Learn more about this fee and how it relates to PD registrations.
Quality Management - Monitoring and Remediation for Assurance Providers (On-Demand - CPA PRO)
- 2.5
- CPD Hours
- 0
- Ethics Hours
- 0
- AML Hours
- 3
- Credits
Overview
Participants will learn how to design, perform, and document an effective monitoring and remediation process under CSQM 1, including root-cause analysis, remediation planning, and linkages to the annual evaluation of the system of quality management (SOQM). Participants will apply concepts through practical examples and exercises to tailor activities to their firm’s risks, size, and engagements.
Access expires 180 days from purchase date |
Applicable for
- CPAs in public practice
- Practitioners responsible for designing, implementing, or operating CSQM 1 monitoring and remediation within their firms.
Learning Objectives
By the end of this course, participants should be able to:
- Describe CSQM 1 requirements related to monitoring, remediation, and the annual evaluation of the SOQM.
- Determine the nature, timing, and extent of monitoring activities, including who performs them and how sampling is set.
- Evaluate findings and deficiencies, perform root-cause analysis, and develop remediation plans.
- Link remediation outcomes to SOQM evaluation and document conclusions to meet CSQM 1 documentation expectations.
Content
Topics include:
- What to monitor and who can perform monitoring; types of monitoring and differences.
- Factors driving the nature, extent, and timing of monitoring (e.g., firm risk profile, partner experience, prior results).
- Identifying findings vs. deficiencies; assessing impact on the SOQM; root-cause analysis methods.
- Designing and evaluating remediation plans; ongoing communication and performance evaluations.
- Linking monitoring to the firm’s annual SOQM evaluation.
- Documentation expectations for monitoring, remediation, and evaluation activities.
Course Content Created: November 2024
The information is current as of the creation or last updated date. While we strive to keep our inventory updated and periodically remove outdated titles, changes in accounting, tax, legislation and technology may occur. Purchasers should note the date and verify for themselves if the course is still relevant to their needs.Presenter
Patricia Dahm, CPA, CAAbout This Product
On-Demand Courses by CPA PRO are either video recordings from live seminars, or video recordings produced specifically for the on-demand audience. Where available, accompanying materials such as handouts or course notes are included.On-demand courses are eligible for verifiable CPD hours upon successful completion, and a certificate will be made available for download for your records.
Note that some courses comprise both formal instruction and self-directed exercises. In such cases, participants must complete both components to claim full CPD hours, or must reduce their reported CPD hours accordingly.
Please note that not all on-demand courses include downloadable materials such as course notes or slides.
How to get started
After completing your purchase, go to mylms.bccpa.ca. Log in using your CPABC Online Services credentials. Click Go to Your Courses and Materials to access your Learning Center. Select your course title to begin.
Course Dates & Registration
Starting April 1, 2026, a 2.1% fee will be applied to all credit card transactions. Learn more about this fee and how it relates to PD registrations.